FINANCIAL
SERVICES
AML TRAINING
Specialising in international cross-border sectors, Pro Legal apply a bespoke consulting method which favours multidisciplinary approach where we function as business, compliance, auditing, legal, strategic and financial consultants.
Training is mandatory for people who communicate directly and contact people at high risk of laundering. It includes Banks’ Compliance officers/MLROs, Exchange Officers, Audit, Foreign Trade, and Investment Banks Employees.
RISK ASSESSMENT
A risk assessment is much more than just a few checks in a box.
It is a detailed examination of the effectiveness of your company’s processes, systems, or risks, followed by an assessment of how you could improve. The process gives independent assurance to a firm’s board on how well youer compliance function is performing.
REGULATORY LICENSE APPLICATIONS
Many financial services activities are regulated by Central Banks and specialist divisions within Government.
Business activities that are regulated include